Alexander Alfonso
Alexander Alfonso is a registered investment advisor at Mutual of Omaha Investor Services, INC., based in Coral Gables, FL, with 21 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 6,885 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MOIS offers investment management through third-party money managers and its own managed account services.
Third-Party Money Managers: Fees are a percentage of your portfolio, paid to the third-party manager, who then pays a portion to MOIS. MOIS's portion will not exceed 1.25%.
MOIS Managed Account Services: Fees are based on a percentage of your portfolio. The annual fee will not exceed 1.25% for Fund Strategist Portfolios (FSP), Separately Managed Accounts (SMA), or Unified Managed Accounts (UMA). The annual fee will not exceed 2.25% for Advisor as Portfolio Manager (APM) accounts. Fees are billed quarterly in advance.
Location
2600 Douglas Rd, Ste 1109, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2005Other Business ActivitiesSells Insurance
Alexander operates under the marketing name Valiant Wealth Strategies of Miami and has been an insurance agent since 2022, selling various insurance products. He dedicates a full-time equivalent to insurance sales during trading hours and spends minimal time on the Mutual of Omaha Mortgage Lead Incentive Program.
Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
AXA Advisors, LLCBroker
MML Investors Services, LLCBroker
VALIC Financial Advisors, INC.Broker
Hsbc Securities (USA) INC.Broker
Princor Financial Services CorporationBroker
New England SecuritiesBroker
Lincoln Financial Advisors CorporationBroker
Citicorp Investment ServicesBroker
Nylife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.