Charles Roe is a registered investment advisor, based in Houston, TX, with 25 years of industry experience.
Location
2950 North Loop West, Suite 1200, Houston, TX, 77092
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is an accountant, a licensed insurance agent, and a member of BioCapital Holdings, LLC. He also owns Insurance Sales and Charles A Roe CPA, dedicating minimal time to his role as owner of Innova Wealth, LLC.
Employment History
Current Registrations
Aag Capital, INC
Aag Capital, INCBroker
Accurate Wealth Management, LLC
Innova Wealth, LLC
Previous Registrations
Growth Capital Services, INC.Broker
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
LPL Financial Corporation
LPL Financial CorporationBroker
1717 Capital Management CompanyBroker
American General Equity Services CorporationBroker
American General Securities IncorporatedBroker
Franklin Financial Services CorporationBroker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.