Jason Moore is a registered investment advisor at Strategic Wealth Investment Group, LLC, based in Louisville, KY, with 24 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 4,628 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable depending on the needs of the client and complexity of the situation.
Fee Estimator
Location
Louisville, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Strategic Wealth Investment Group, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Pickwick Capital Partners, LLCBroker
Ba Securities, LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
LPL Financial LLC
LPL Financial LLCBroker
Putnam Investment Management, LLC
Putnam Retail Management Limited PartnershipBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Principal Funds Distributor, INC.Broker
Capital Brokerage CorporationBroker
Edward JonesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.