SA
CFP · ChFC
SA
CFP · ChFC

Stephen John Avery

25 Years of Experience
1 Disclosure
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fixed/Hourly
Firm Size
14 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Comprehensive financial planning is offered for a yearly fee between $5,500 and $15,000, billed quarterly. This includes Rothology or Rothology Legacy services.

A la carte financial planning modules are available for $2,000 each, with additional modules costing $1,500 each if purchased at the same time. A $1,000 set-up fee may apply.

Annual Retainer:$5,500 - $15,000/year
One-Time Plan:$2,000
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Location

Sarasota, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018
Settled
Employment History
Current Registrations
Q3 Advisors, LLC
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Cetera Investment Advisers LLC
May 2023 - December 2023 · 7 mos
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Cetera Advisor Networks LLCBroker
May 2021 - December 2023 · 2 yrs 7 mos
Voya Financial Advisors, INC.
August 2017 - June 2021 · 3 yrs 10 mos
Voya Financial Advisors, INC.Broker
August 2017 - June 2021 · 3 yrs 10 mos
Voya Financial Advisors, INC.Broker
August 2017 - August 2017 · 0 mos
Aig Capital Services, INC.Broker
January 2013 - August 2017 · 4 yrs 7 mos
Nationwide Investment Services CorporationBroker
November 2009 - January 2013 · 3 yrs 2 mos
Lincoln Financial Distributors, INC.Broker
October 2007 - November 2009 · 2 yrs 1 mo
Planco Financial Services, LLCBroker
April 2004 - October 2007 · 3 yrs 6 mos
Citigroup Global Markets INC.
May 2003 - April 2004 · 11 mos
Citigroup Global Markets INC.Broker
January 2000 - April 2004 · 4 yrs 3 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.
Stephen John Avery - Financial Advisor | TrueAdvisor