Alden Lau is a registered investment advisor at Voya Retirement Advisors, LLC, based in Windsor, CT, with 25 years of industry experience. Alden operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,672 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Voya Retirement Advisors offers Professional Management (PM), a managed account program, for a fee. The fee can be a single flat tier or a multi-tier model where the fee reduces as the account balance increases. The fees vary by plan and are considered confidential trade secrets, but the fee does not exceed 0.60% annually for the lowest asset level. The Income Beyond Retirement (IBR) feature is available at no additional cost to eligible PM enrolled participants within the Edelman Financial Engines service.
Location
One Orange Way, Windsor, CT, 06095
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alden is a proprietor of two rental unit partnerships, Captain Drive Rental Partnership and Koko Head Avenue Rental Partnership, co-owned with his sister. He spends minimal time on each partnership.
Employment History
Current Registrations
Voya Retirement Advisors, LLC
Voya Financial Partners, LLCBroker
Voya Financial Partners, LLC
Previous Registrations
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Empower Financial Services, INC.Broker
Empower Advisory Group, LLC
Waddell & Reed
Waddell & ReedBroker
Pensionmark Securities, LLCBroker
Gwfs Equities, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
State Registrations3 states
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