AS
CFP · ChFC
AS
CFP · ChFC

Adam Perry Sanders

26 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
N/A
Firm Size
1230 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
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Location

9875 Schwab Way, Lone Tree, CO, 80124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam volunteers with Homes For Our Troops, providing financial guidance to veterans. This activity takes about 10-20% of his time.

Employment History
Current Registrations
Schwab Wealth Advisory, INC.
May 2021 - Present · 4 yrs 9 mos
Charles Schwab & CO., INC.Broker
May 2020 - Present · 5 yrs 9 mos
Previous Registrations
Charles Schwab & CO., INC.
May 2020 - May 2021 · 1 yr
USAA Investment Management Company
January 2018 - May 2020 · 2 yrs 4 mos
USAA Financial Advisors, INC.Broker
August 2011 - May 2020 · 8 yrs 9 mos
USAA Financial Planning Services
August 2011 - January 2018 · 6 yrs 5 mos
Tiaa-Cref Advice and Planning Services
March 2005 - May 2011 · 6 yrs 2 mos
Tiaa-Cref Trust Company, Fsb
January 2005 - March 2005 · 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 1999 - May 2011 · 11 yrs 9 mos
State Registrations22 states
AZCACOFLGAHIIDILMAMNMTNCNHNJNVNYOHORSDTNTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.