Brian Bortz is a PFS-designated registered investment advisor at Cain, Watters & Associates, LLC, based in Plano, TX, with 25 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Medical Professionals, and 2 more. Their firm serves 3,168 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15.0M - $20.0M | 0.45% |
| $20.0M - $25.0M | 0.40% |
| $25M+ | 0.35% |
Fees are negotiable at CWA's sole discretion. In certain cases CWA aggregates the assets under management of related accounts for purposes of determining which breakpoint applies. Clients who have engaged CWA for Business and Personal Financial Planning Services will pay a discounted flat rate of 0.55% for UMA.
Fee Estimator
Location
6900 Dallas Parkway, Ste 500, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian has a minority ownership in Tectonic Financial, Inc., which owns several financial affiliates including HWG Insurance Agency, LLC. He also owns interests in three entities related to CWA, providing services or referrals related to clients' businesses, spending minimal time on these activities.
Employment History
Current Registrations
Cain, Watters & Associates, LLC
Previous Registrations
Horizon Wealth Management, LLC
Horizon Wealth Management, LLC
Ernst & Young Investment Advisers LLP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.