Aaron Lee Phelps

Schwab Wealth Advisory, INC.

25 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Schwab Wealth Advisory, INC.

Compensation

N/A

Firm Size

1230 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

Minimum Investment:$500K

Financial Planning:Included in AUM fee

Location

1991 Summit Park Drive, Orlando, FL, 32810

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2008

Settled

Customer Dispute

April 2000

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Schwab Wealth Advisory, INC.

January 2012 - Present · 14 yrs 1 mo

Charles Schwab & CO., INC.Broker

September 2005 - Present · 20 yrs 5 mos

Previous Registrations

Charles Schwab & CO., INC.

January 2012 - March 2012 · 2 mos

Charles Schwab & CO., INC.

December 2007 - December 2011 · 4 yrs

Amsouth Investment Management Company LLC

April 2005 - May 2005 · 1 mo

Amsouth Investment Services, INC.Broker

September 2004 - May 2005 · 8 mos

Charles Schwab & CO., INC.Broker

August 2000 - July 2004 · 3 yrs 11 mos

Painewebber IncorporatedBroker

May 1999 - June 2000 · 1 yr 1 mo

State Registrations29 states

ALAZCACOCTDCDEFLGAIAIDILKYMAMDMNNCNJNMNYOHPASCTNTXVAWAWIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.