Charles Jenkins is a registered investment advisor, based in Baltimore, MD, with 26 years of industry experience.
Location
1820 Lancaster St, Baltimore, MD, 21231
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2024Employment Separation After Allegations
January 2016Employment Separation After Allegations
April 2013Other Business Activities
Charles is a board member and President Elect of the Downtown Rotary Club/Foundation of Pittsburgh, a nonprofit networking organization. He dedicates minimal time to this role, assisting with events, budgeting, membership promotion, and member education.
Employment History
Current Registrations
Lombard Securities IncorporatedBroker
February 2016 - Present · 10 yrs 2 mos
Lombard Advisers Incorporated
February 2016 - Present · 10 yrs 2 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
April 2013 - January 2016 · 2 yrs 9 mos
Janney Montgomery Scott LLC
April 2013 - January 2016 · 2 yrs 9 mos
PNC Investments
May 2004 - May 2013 · 9 yrs
PNC InvestmentsBroker
May 2004 - May 2013 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - April 2004 · 5 yrs 1 mo
State Registrations7 states
COFLNJOHPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.