James Dawson is a CFP-designated registered investment advisor at Broadview Wealth Partners, based in Boulder, CO, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 303 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Broadview Wealth Partners offers comprehensive portfolio management services. The annual fee will not exceed 1.50%, but they may impose a minimum fee of $5,000 depending on the size of the account. Fees are billed quarterly in advance based on the value of the account on the last day of the previous quarter and are deducted from client accounts. Fees for third-party manager services are in addition to Broadview Wealth Partners' advisory fees.
Location
1212 Pearl Street, Suite 200, Boulder, CO, 80302
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is an owner of Broadview Wealth Partners, LLC, acting as a DBA for activities with RJFS and RJFSA, taking about half of his time. He also owns Integrated Capital Management, LLC for expense management and incidental revenue, dedicating minimal time, and works as an independent contractor for the University of Colorado, spending about 10-20% of his time.
Employment History
Current Registrations
Broadview Wealth Partners
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Waddell & Reed, INC.Broker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.