CP
CP

Charlotte Janelle Pace

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$50K
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Location

Austin, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charlotte sells fixed insurance products including life, health, disability, annuities, and long-term care. She also owns Pace Financial Services, offering tax preparation and debt counseling services, and works as a poll attendant/clerk for Fair Fight Action, dedicating about 10-20% of her time to this role.

Employment History
Current Registrations
Calton & Associates, INC.Broker
February 2025 - Present · 1 yr
Calton & Associates, INC.
February 2025 - Present · 1 yr
Forefront
December 2024 - Present · 1 yr 2 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - October 2024 · 1 yr 4 mos
Cetera Advisor Networks LLCBroker
March 2002 - October 2024 · 22 yrs 7 mos
Cetera Advisor Networks LLC
August 2000 - June 2023 · 22 yrs 10 mos
Lucien, Stirling & Gray Financial CorporationBroker
August 2000 - April 2002 · 1 yr 8 mos
AXA Advisors, LLCBroker
November 1998 - September 2000 · 1 yr 10 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1998 - January 2000 · 1 yr 2 mos
State Registrations2 states
INTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Charlotte Janelle Pace - Financial Advisor | TrueAdvisor