Thomas Brister
Thomas Brister is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Evergreen, CO, with 56 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
Evergreen, CO
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Regulatory History (1)
Customer Dispute
November 2003Other Business ActivitiesSells Insurance
Thomas provides financial planning, investment and asset management, and offers precious metals and coins. He also provides various insurance products, including life, health, accident, and annuities.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Dominion Portfolio Management, INC.
Previous Registrations
Financial Advisory by Thomas S. Brister, CFP
Dominion Investor Services, INC.Broker
T.L. Reed Securities, INC.Broker
Source Securities, INC.Broker
American Pacific Securities CorporationBroker
Universal Heritage Investments CorporationBroker
Mountain States InvestmentsBroker
Investment Management & Research, INCBroker
Financial Service Corporation of AmericaBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.