DH
CFP
DH
CFP

Dean Alan Harvey

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$50K
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Location

Houston, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dean is a trustee for Lydia Patterson Institute, an IAR for Westpark Wealth Advisors, Inc. (taking about half his time), and the owner of Harvey Financial Strategies (full-time), where he offers planning, insurance, securities, and asset advisory services. He also works with Penn Mutual Life Insurance Company and HFS LLC.

Employment History
Current Registrations
Calton & Associates, INC.Broker
November 2017 - Present · 8 yrs 3 mos
Calton & Associates, INC.
November 2017 - Present · 8 yrs 3 mos
Westpark Wealth Advisors, INC.
May 2004 - Present · 21 yrs 9 mos
Previous Registrations
Ims Securities, INC.Broker
December 2001 - November 2017 · 15 yrs 11 mos
Ims Securities, Inc.dba Ims Financial Advisors, INC
December 2001 - December 2004 · 3 yrs
Ws Griffith Securities, INC.Broker
September 1999 - December 2001 · 2 yrs 3 mos
Pruco Securities CorporationBroker
July 1998 - October 1999 · 1 yr 3 mos
State Registrations8 states
AZCOFLLAMTNYSCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.