Diana Fernandez is a registered investment advisor at Amerant Investments, INC., based in Coral Gables, FL, with 25 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,297 clients with $780M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Amerant Investments charges an annual advisory fee of up to 1.75% of your portfolio, calculated on average daily balances and charged quarterly. This fee is negotiable based on the total amount you invest. If you use the UMA platform through the PAS Program, you'll also pay a fee to the third-party sub-advisor, which Amerant will deduct from your account. A 1% account setup recovery fee is charged on any amounts withdrawn during the first twelve (12) months. For sub-advisory services, AMTI clients will pay a management fee of 0.50% based on the average account balance.
Location
220 Alhambra Circle, 2nd Floor, Coral Gables, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Diana is the Secretary for Super Trucks of Florida Inc., spending a few hours per week assisting with advertising trucks. She also holds the role of Secretary for Mercantile Acceptance Corp. and Prime Properties Group Inc., dedicating minimal time to each.
Employment History
Current Registrations
Amerant Investments, INC.
Amerant Investments, INC.
Amerant Investments, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Credit Suisse First Boston LLCBroker
Goldman, Sachs & CO.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.