JS
CFP
JS
CFP

Joseph Gary Smith

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

222 E.Market St, New Albany, IN, 47150

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is associated with Horizon Wealth Management, LLC as a DBA for LPL business and as a Registered Investment Advisor, spending a few hours per week on these activities. He also has a non-variable insurance business and GS Financial Planning LLC for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLC
June 2025 - Present · 8 mos
Stratos Wealth Partners, LTD
June 2025 - Present · 8 mos
Horizon Wealth Management, LLC
March 2016 - Present · 9 yrs 11 mos
LPL Financial LLCBroker
February 2012 - Present · 14 yrs
Previous Registrations
LPL Financial LLC
February 2012 - June 2025 · 13 yrs 4 mos
Fifth Third Securities, INC.Broker
December 2009 - February 2012 · 2 yrs 2 mos
Fifth Third Securities, INC.
December 2009 - February 2012 · 2 yrs 2 mos
PNC Investments
November 2009 - December 2009 · 1 mo
PNC InvestmentsBroker
November 2009 - December 2009 · 1 mo
Natcity Investments, INC.
December 2004 - November 2009 · 4 yrs 11 mos
Natcity Investments, INC.Broker
December 2004 - November 2009 · 4 yrs 11 mos
State Farm Vp Management CORP.Broker
August 2002 - December 2004 · 2 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
October 2001 - July 2002 · 9 mos
Natcity Insurance Services, INC.Broker
May 1999 - November 2001 · 2 yrs 6 mos
Natcity Investments, INC.Broker
June 1998 - November 2001 · 3 yrs 5 mos
State Registrations27 states
ALARAZCOFLGAHIILINKSKYMIMONCNDNJNYOHORPARISCTNTXUTVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Joseph Gary Smith - Financial Advisor | TrueAdvisor