Anthony Blake Hood

Principal Asset Management

27 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Principal Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

119 advisors

Number of Clients

7,399 clients

Average Client Portfolio

$49.2M average

Assets Under Management

$364.0B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

401 McCullough Dr, Ste 200, Charlotte, NC, 28262

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Anthony is an access/supervised person of Principal Global Investors, LLC. He is also a partner in BJ&G Family Properties, LLC, a private real estate holding company, and owner of CABBA, LLC, another real estate holding company, dedicating minimal time to each.

Employment History

Current Registrations

Principal Asset Management

January 2022 - Present · 4 yrs 1 mo

Principal Funds Distributor, INC.

January 2010 - Present · 16 yrs 1 mo

Principal Funds Distributor, INC.Broker

January 2010 - Present · 16 yrs 1 mo

Previous Registrations

Mutual of Omaha Investor Services, INC.Broker

May 2009 - January 2010 · 8 mos

Transamerica Investment Management, LLC

August 2008 - February 2009 · 6 mos

Transamerica Capital, INC.Broker

June 2007 - February 2009 · 1 yr 8 mos

Evergreen Investment Services, INC.Broker

February 2001 - May 2007 · 6 yrs 3 mos

Dean Witter Reynolds INC.Broker

November 1999 - February 2001 · 1 yr 3 mos

Ameritas Investment CORP.Broker

June 1998 - October 1999 · 1 yr 4 mos

State Registrations4 states

NCSCVAWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.