David Scott Coffee

Calton & Associates, INC.

27 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning

Calton & Associates, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

223 advisors

Number of Clients

6,062 clients

Average Client Portfolio

$201K average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$50K

Location

13111 Westheimer Rd., Suite 475, Houston, TX, 77077

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

November 2017

Final

Judgment / Lien

March 2007

Customer Dispute

November 2004

Settled

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Other Business Activities

David is an Investment Advisor Representative (IAR) at Westpark Wealth Advisors since 2014, assisting clients in managing accounts. This takes a few hours per week, with minimal time spent during securities trading hours.