SW
CFA
SW
CFA

Seth Wunder

8 Years of Experience
Broker

Seth Wunder is a CFA-designated registered investment advisor, based in Irvine, CA, with 8 years of industry experience.

Location

5300 California Avenue, Irvine, CA, 92617

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Acorns Securities, LLCBroker
January 2022 - Present · 4 yrs 3 mos
Acorns Securities, LLC
January 2022 - Present · 4 yrs 3 mos
Acorns
November 2021 - Present · 4 yrs 5 mos
Previous Registrations
Oppenheimerfunds Distributor, INC.Broker
May 2002 - October 2003 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
October 1999 - May 2002 · 2 yrs 7 mos
State Registrations2 states
CANY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Seth Wunder - Financial Advisor | TrueAdvisor