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Brenda Rivers

23 Years of Experience
1 DisclosureBroker

Brenda Rivers is a registered investment advisor at International Assets Advisory, LLC, based in Beachwood, OH, with 23 years of industry experience. Brenda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
104 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

24400 Chagrin Blvd., Suite 310, Beachwood, OH, 44122

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History

Regulatory History (1)
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Customer Dispute
October 2008
Denied
Other Business Activities

Brenda works as a Senior Client Services Manager for MGO One Seven LLC, a registered investment advisory, dedicating about a quarter of her time. She is also a Registered Representative with International Assets Advisory, LLC, a broker-dealer, since 2019.

Employment History
Current Registrations
International Assets Advisory, LLCBroker
July 2019 - Present · 6 yrs 9 mos
Oneseven
November 2018 - Present · 7 yrs 5 mos
Previous Registrations
PNC Investments
November 2009 - November 2018 · 9 yrs
PNC InvestmentsBroker
November 2009 - November 2018 · 9 yrs
Natcity Investments, INC.
April 2006 - November 2009 · 3 yrs 7 mos
Natcity Investments, INC.Broker
September 2002 - November 2009 · 7 yrs 2 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.