Robert Riley
Robert Riley is a registered investment advisor at Mutual Trust Asset Mgmt., INC., based in Clearwater, FL, with 24 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 92 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MTAM charges an annual fee based on a percentage of your portfolio. This fee can range from 1% to 2.5% and is negotiable depending on the services you need. Fees are charged at the end of each quarter based on the value of your portfolio at that time. You authorize MTAM to deduct these fees directly from your account.
Location
3100 Gulf to Bay Blvd, Ste 100, Clearwater, FL, 33759
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert owns 50% of a rental property in MA and is the owner/sole proprietor of Retirement Lock, a financial planning and advisory business. He dedicates full-time hours to Retirement Lock, including nearly full-time hours during securities trading hours, meeting with clients and recommending investment/insurance solutions.
Employment History
Current Registrations
Mutual Trust Asset Mgmt., INC.
Calton & Associates, INC.Broker
Previous Registrations
Mutual Trust Asset Mgmt., INC.
Mutual Trust Company of America SecuritiesBroker
Fidelity Personal and Workplace Advisors
Strategic Advisers LLC
Fidelity Brokerage Services LLCBroker
Mutual Trust CO. of America SecuritiesBroker
Jpmorgan Distribution Services, INC.Broker
Allstate Distributors, L.L.C.Broker
Allstate Life Financial Services, INC.Broker
Putnam Mutual Funds CORP.Broker
Spencer Trask Securities IncorporatedBroker
Robert Thomas Securities, INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.