Tim Smith
Tim Smith is a ChFC-designated registered investment advisor at Quility Financial Advisors, based in Rockledge, FL, with 28 years of industry experience. Tim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 329 clients with $71M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Quility Financial Advisors charges an annual management fee based on a percentage of the value of your investments. The fee will be no more than 1.95%. You will also be charged an asset-based fee that covers trading costs of 0.10%. The management fee includes the sub-adviser’s management fee, but it does not include brokerage commissions, transaction fees, or other related costs and expenses that are incurred by you. The management fee is negotiable.
Location
1950 Rockledge Blvd, Unit 201, Rockledge, FL, 32955
Get directionsHistory
Regulatory History (5)
Financial
January 2020Regulatory
February 2015Customer Dispute
November 2009Customer Dispute
June 2007Customer Dispute
October 2006Other Business ActivitiesSells Insurance
Tim works full-time as a sales representative for Strategery Advisers, Inc., selling insurance products including life, health, long-term care, disability insurance, and annuities. He also dedicates full-time hours to advisory roles with Strategery Advisers, Inc. and SSA.
Employment History
Current Registrations
Quility Financial Advisors
Previous Registrations
Packerland Brokerage Services, INC.Broker
Packerland Brokerage Services, INC.
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Qa3 Financial CORP.Broker
Qa3 Financial LLC
Resource Investment Architects, INC.
Investment Architects, INC.Broker
Princor Financial Services CorporationBroker
Capital Brokerage CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.