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Douglas Evan Berman

Calamos Advisors LLC
25 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Calamos Advisors LLC
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
1,662 clients
Average Client Portfolio
$23.0M average
Assets Under Management
$38.2B

Fee Structure

Financial Planning:Investment management only

Location

2020 Calamos Court, Naperville, IL, 60563-2787

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Calamos Advisors LLC
March 2013 - Present · 12 yrs 11 mos
Calamos Financial Services LLC
March 2013 - Present · 12 yrs 11 mos
Calamos Financial Services LLCBroker
March 2013 - Present · 12 yrs 11 mos
Previous Registrations
Alps Distributors, INC.Broker
April 2011 - November 2011 · 7 mos
Transamerica Capital, INC.Broker
April 2009 - April 2011 · 2 yrs
Lazard Asset Management Securities LLCBroker
January 2006 - February 2009 · 3 yrs 1 mo
Round Hill Securities, INC.Broker
May 2003 - June 2004 · 1 yr 1 mo
UBS Painewebber INC.
April 2001 - May 2003 · 2 yrs 1 mo
UBS Painewebber INC.Broker
March 2001 - May 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
December 1996 - April 2001 · 4 yrs 4 mos
State Registrations4 states
FLILNJPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.