TrueAdvisor
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AB
AB

Adam Bruce Butler

Janney Montgomery Scott LLC
29 Years of Experience
Broker
View SEC Summary
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Areas of Practice
Investment Management
Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$5K

Location

8044 Montgomery Road, Suite 415, Cincinnati, OH, 45236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Janney Montgomery Scott LLC
November 2021 - Present · 4 yrs 3 mos
Janney Montgomery Scott LLCBroker
November 2021 - Present · 4 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.
October 2007 - November 2021 · 14 yrs 1 mo
Raymond James & Associates, INC.Broker
September 2007 - November 2021 · 14 yrs 2 mos
PNC InvestmentsBroker
October 2006 - October 2007 · 1 yr
PNC Investments
October 2006 - October 2007 · 1 yr
Morgan Keegan & Company, INC.
January 2006 - July 2006 · 6 mos
Morgan Keegan & Company, INC.Broker
August 2000 - July 2006 · 5 yrs 11 mos
Fidelity Brokerage Services, INC.Broker
August 1996 - July 2000 · 3 yrs 11 mos
State Registrations2 states
KYOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.