HB
CFP · ChFC
HB
CFP · ChFC

Harold Joseph Beshaw

29 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,088 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$2.1B

Fee Structure

Minimum Annual Fee:$20,000
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Location

1800 Fruitville Pike, Lancaster, PA, 17601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Harold sells disability insurance and EIAs, dedicating minimal time to each. He is also a director of financial services at Rotz & Stonesifer Financial Services, LLC, which is a full-time commitment.

Employment History
Current Registrations
Rkl Private Wealth
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - December 2021 · 2 yrs 2 mos
Avantax Advisory Services
October 2019 - December 2021 · 2 yrs 2 mos
1st Global Capital CORP.Broker
August 2012 - October 2019 · 7 yrs 2 mos
1st Global Advisors INC
August 2012 - October 2019 · 7 yrs 2 mos
LPL Financial LLCBroker
August 2011 - August 2012 · 1 yr
LPL Financial LLC
August 2011 - August 2012 · 1 yr
Invest Financial Corporation
August 2010 - July 2011 · 11 mos
Invest Financial CorporationBroker
August 2010 - July 2011 · 11 mos
M&t Securities, INC.Broker
March 2005 - August 2010 · 5 yrs 5 mos
PNC Investments
January 2004 - March 2005 · 1 yr 2 mos
PNC InvestmentsBroker
January 2004 - March 2005 · 1 yr 2 mos
Hilliard Lyons Asset Management
September 2002 - January 2004 · 1 yr 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
September 2002 - January 2004 · 1 yr 4 mos
AXA Advisors, LLC
August 2002 - September 2002 · 1 mo
AXA Advisors, LLCBroker
February 1997 - September 2002 · 5 yrs 7 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1997 - January 2000 · 2 yrs 11 mos
John Hancock Distributors, INC.Broker
May 1996 - January 1997 · 8 mos
John Hancock Mutual Life Insurance CompanyBroker
May 1996 - January 1997 · 8 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.
Harold Joseph Beshaw - Financial Advisor | TrueAdvisor