Joseph Allison is a CFP, ChFC-designated registered investment advisor at Calton & Associates, INC., based in Bay City, TX, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
1805 5th Street, Suite 201, Bay City, TX, 77414
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph owns Allison Benefit Consultants, an employee benefits and insurance agency, and is a partner at Alisson P & C LLC, a personal lines insurance agency. He also works as an Investment Advisory Representative for Westpark Wealth Advisors Inc., dedicating about a quarter of his time to each of these activities.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Westpark Wealth Advisors, INC.
Previous Registrations
Ims Securities, INC.Broker
Ims Securities, Inc.dba Ims Financial Advisors, INC
Investment Professionals, INC.
Investment Professionals, INC.Broker
Signator Investors, INC.Broker
Mony Securities CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.