David Tippets is a registered investment advisor at Ascensus Investment Advisors, LLC, based in Heber City, UT, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27 clients with $13B in assets under management.
Compensation
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Fee Structure
AIA provides investment advisory services to State Administrators for government savings plans. The fee paid to AIA and its affiliates is based on a percentage of the value of the underlying Plan assets under administration by the Firm. This fee includes AIA’s advisory services as well as other services provided by the Firm and/or its affiliates, including recordkeeping and program administration services. Fees are generally calculated on a daily basis and are due monthly in arrears via direct invoice or automatic deduction from an account held on behalf of the State Administrator.
Location
Heber City, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Ascensus Investment Advisors, LLC
Ascensus Broker Dealer Services, LLCBroker
Ascensus Broker Dealer Services, LLC
Previous Registrations
Soltis Investment Advisors, LLC
Principal Securities, INC.
Principal Securities, INC.Broker
American Funds Distributors, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.