David L Tippets

Ascensus Investment Advisors, LLC

27 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Ascensus Investment Advisors, LLC

Compensation

Fee-Only (AUM)

Firm Size

37 advisors

Number of Clients

27 clients

Average Client Portfolio

$431.5M average

Assets Under Management

$11.6B

Fee Structure

Financial Planning:Investment management only

Location

Heber City, UT

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Ascensus Investment Advisors, LLC

December 2023 - Present · 2 yrs 2 mos

Ascensus Broker Dealer Services, LLC

December 2023 - Present · 2 yrs 2 mos

Ascensus Broker Dealer Services, LLCBroker

December 2023 - Present · 2 yrs 2 mos

Previous Registrations

Soltis Investment Advisors, LLC

May 2021 - May 2023 · 2 yrs

Principal Securities, INC.

January 2017 - February 2021 · 4 yrs 1 mo

Principal Securities, INC.Broker

December 2011 - February 2021 · 9 yrs 2 mos

American Funds Distributors, INC.Broker

October 2005 - October 2011 · 6 yrs

Fidelity Investments Institutional Services Company, INC.Broker

December 1998 - October 2005 · 6 yrs 10 mos

Fidelity Investments Institutional Services Company, INC.Broker

November 1995 - January 1997 · 1 yr 2 mos

State Registrations18 states

AKAZCACOHIIAIDILMAMNMTNDNVORSDUTWAWY

AdvisorBroker

Exams

No exam information available for this advisor.