Roger Fuller is a CFP-designated registered investment advisor at Omnistar Financial Group, INC., based in Wilmington, NC, with 17 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 261 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 2.00% |
| $300K - $500K | 1.75% |
| $500K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.85% |
Legacy clients may be charged under a different fee schedule. Cover Call Fee Rates are also available. Fees are negotiable.
Fee Estimator
Location
1712 Eastwood Road, Suite 212, Wilmington, NC, 28403
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2010Employment History
Current Registrations
Omnistar Financial Group, INC.
Previous Registrations
Omnistar Financial Group, INC.
Stifel, Nicolaus & Company, Incorporated
Oppenheimer & CO. INC.
Stanford Group Company
Wachovia Securities, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.