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Timothy Clyde Ballard

Steel Grove Capital Advisors, LLC
29 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
Steel Grove Capital Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
878 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$1.4B

Fee Structure

Financial Planning:Included in AUM fee

Location

5100 Poplar Avenue, Suite 3100, Memphis, TN, 38137

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy is a co-trustee for the Barbara T. Fballard Family Trust, a testamentary trust benefitting Clyde Ballard. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Steel Grove Capital Advisors, LLC
June 2018 - Present · 7 yrs 8 mos
Previous Registrations
Cantor Fitzgerald & CO.Broker
July 2015 - May 2018 · 2 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 2012 - August 2015 · 2 yrs 10 mos
Wunderlich Securities, INC.Broker
May 2012 - May 2012 · 0 mos
Wunderlich Securities, INC.
May 2012 - May 2012 · 0 mos
Morgan Keegan & Company, INC.
March 2004 - April 2012 · 8 yrs 1 mo
Morgan Keegan & Company, INC.Broker
March 2002 - April 2012 · 10 yrs 1 mo
Goldman, Sachs & CO.Broker
July 2000 - March 2002 · 1 yr 8 mos
J.C. Bradford & CO.Broker
August 1999 - July 2000 · 11 mos
Morgan Keegan & Company, INC.Broker
November 1995 - August 1999 · 3 yrs 9 mos
State Registrations1 state
TN
Advisor
Exams
No exam information available for this advisor.