TrueAdvisor
TrueAdvisor
BK
BK

Brent Lee King

Stifel Independent Advisors, LLC
29 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Stifel Independent Advisors, LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
150 advisors
Number of Clients
7,580 clients
Average Client Portfolio
$578K average
Assets Under Management
$4.4B

Fee Structure

Minimum Investment:$50K

Location

501 North Broadway, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel Independent Advisors, LLC
February 2018 - Present · 8 yrs
Stifel Independent Advisors, LLCBroker
February 2018 - Present · 8 yrs
Stifel, Nicolaus & Company, Incorporated
August 2017 - Present · 8 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2017 - Present · 8 yrs 6 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2012 - August 2017 · 5 yrs 7 mos
Advice and Planning Services
January 2012 - August 2017 · 5 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
July 2010 - January 2012 · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2010 - January 2012 · 1 yr 6 mos
A. G. Edwards & Sons, INC.Broker
October 2007 - January 2008 · 3 mos
Wells Fargo Advisors, LLC
February 2005 - July 2010 · 5 yrs 5 mos
Wells Fargo Advisors, LLCBroker
April 2004 - July 2010 · 6 yrs 3 mos
Edward JonesBroker
September 2000 - May 2004 · 3 yrs 8 mos
Raymond James Financial Services, INC.Broker
January 1999 - September 2000 · 1 yr 8 mos
Robert Thomas Securities, INCBroker
March 1998 - January 1999 · 10 mos
Wedgewood Partners, INC.Broker
July 1996 - December 1997 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.