PH
CFP
PH
CFP

Philip Chengkuo Hu

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
144 clients
Average Client Portfolio
$325K average
Assets Under Management
$46.8M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

185 W Chestnut Ave, Monrovia, CA, 91016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Philip is the President/CEO of Transglobal Insurance Agency, a fixed insurance agency, and spends nearly full-time on this. He also manages several other businesses, including Grand Resources Financial, Transglobal Advisory LLC, Investors Trust Assurance, Trans Sino LLC, Golden Star Inc., Transglobal Retirement Services Inc., Transglobal Private Lending Inc., Transglobal Payroll Services Inc., and Transglobal Tax Services LLC, dedicating minimal time to about 10-20% of his time to each.

Employment History
Current Registrations
Transglobal Advisory, LLC
September 2014 - Present · 11 yrs 5 mos
Globalink Securities, INC.Broker
September 2008 - Present · 17 yrs 5 mos
Previous Registrations
Transamerica Financial Advisors, INC.
June 2005 - December 2007 · 2 yrs 6 mos
Transamerica Financial Advisors, INC.Broker
February 2005 - September 2008 · 3 yrs 7 mos
Ing Financial Partners, INC.Broker
April 2004 - February 2005 · 10 mos
Globalink Securities, INC.Broker
February 2004 - March 2004 · 1 mo
Legacy Financial Services, INC.Broker
May 2002 - January 2004 · 1 yr 8 mos
World Group Securities, INC.Broker
April 2002 - May 2002 · 1 mo
Wma Securities, INC.Broker
February 1996 - April 2002 · 6 yrs 2 mos
United Securities Alliance, INC.Broker
October 1995 - February 1996 · 4 mos
PFS Investments INC.Broker
February 1995 - September 1995 · 7 mos
State Registrations12 states
CACTHIMANCNJNVNYPATXUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Philip Chengkuo Hu - Financial Advisor | TrueAdvisor