Philip Hu is a CFP-designated registered investment advisor at Transglobal Advisory, LLC, based in Monrovia, CA, with 30 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 144 clients with $47M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees are generally negotiable. For accounts strictly invested in fixed income securities, TransGlobal Advisory generally charges an annual fee of 0.25%.
Fee Estimator
Location
185 W Chestnut Ave, Monrovia, CA, 91016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip is the President/CEO of Transglobal Insurance Agency, a fixed insurance agency, and spends nearly full-time on this. He also manages several other businesses, including Grand Resources Financial, Transglobal Advisory LLC, Investors Trust Assurance, Trans Sino LLC, Golden Star Inc., Transglobal Retirement Services Inc., Transglobal Private Lending Inc., Transglobal Payroll Services Inc., and Transglobal Tax Services LLC, dedicating minimal time to about 10-20% of his time to each.
Employment History
Current Registrations
Transglobal Advisory, LLC
Globalink Securities, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
Ing Financial Partners, INC.Broker
Globalink Securities, INC.Broker
Legacy Financial Services, INC.Broker
World Group Securities, INC.Broker
Wma Securities, INC.Broker
United Securities Alliance, INC.Broker
PFS Investments INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.