Scott Lord is a CFP-designated registered investment advisor, based in Raleigh, NC, with 31 years of industry experience.
Location
1511 Sunday Drive Suite 214, Raleigh, NC, 27607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott works as an investment advisor representative and DBA for advisory services and securities business, spending nearly full-time hours between Emerald Investment Partners and Madison Oaks Wealth Partners. He is also a registered representative with Kingswood Capital Partners and a licensed representative with various insurance companies, dedicating minimal time to each and receiving commissions.
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
Wealthshield Partners, LLC
Previous Registrations
Niagara International Capital LimitedBroker
Principal Securities, INC.
Principal Securities, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
The Benchmark Company, LLCBroker
Oppenheimer & CO. INC.Broker
Cibc World Markets CORP.Broker
Weatherly Securities CorporationBroker
Oppenheimer & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.