Dennis Tubbergen
Dennis Tubbergen is a registered investment advisor at Personal Legacy Planners, based in Grand Rapids, MI, with 27 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.70% |
| $250K+ | 1.00% |
The annual fee includes the Third-Party Adviser’s maximum annual fee of 0.50%. The fees are negotiable.
Fee Estimator
Location
961 Four Mile Road Nw, Suite B, Grand Rapids, MI, 49544-8252
Get directionsHistory
Regulatory History (5)
Criminal
January 2019Criminal
August 2016Regulatory
November 2010Customer Dispute
January 2008Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Dennis is involved in several outside business activities. He spends minimal time on real estate/property management and DCT Management and Consulting, LLC. He dedicates about 10-20% of his time to PLP Services, LLC, focusing on case design and wholesale fixed life and annuity products, and a few hours per week to PLP Metals, LLC, buying and selling precious metals.
Employment History
Current Registrations
Personal Legacy Planners
Previous Registrations
Personal Legacy Planners
Veritas Specialized Investment Services, LLC
USA Advanced Planners INC.Broker
USA Wealth Management LLC
USA Financial Securities CorporationBroker
Lifeusa Securities, INC.Broker
Investors Capital CORP.Broker
Mariner Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.