USA Financial Securities Corporation
USA Financial Securities offers financial planning and investment management services to individuals, corporations, and trusts. Their representatives work with clients to set financial goals through investments, tax planning, and retirement planning. They offer advisory account management with transaction-based or asset-based pricing. Representatives may also recommend third-party money managers. USA Financial Securities also offers representative-guided investment strategies.
Fee Structure
USA Financial Securities offers two advisory account management options:
- Transaction-based pricing: You pay a lower custodial and administrative fee, plus individual transaction fees.
- Asset-based pricing: You pay a higher custodial and administrative fee that includes transaction costs. This is best for clients who anticipate moderate to high levels of trading activity.
Representatives may also provide access to third-party money managers. The fees for these managers vary and are disclosed in their own brochures. Representatives may also offer customized financial strategies with varying fee structures, detailed in the representative's disclosure supplement. The maximum management fee charged by USA Financial Securities is 2.7%.