James Brownfield
James Brownfield is a registered investment advisor at Central States Capital Markets, LLC, based in Prairie Village, KS, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 7 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 1.00% |
| $3.0M - $4.0M | 0.75% |
| $4.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
The maximum annual fee for portfolio management services is 1.25% of assets under management. The actual fee charged is a function of the asset allocation target for an account and the size of the account. Accounts with a 100% equity allocation target pay a maximum of 1.25%. Those with a 100% fixed income allocation target pay a maximum of 0.75%. These fees are for 100% equity. There are discounts for fixed income allocations. For equity income portfolios, CSCM may offer a performance-based fee structure where you pay a base management fee plus a variable performance fee, but the total will not exceed 1.25% per year. You can also elect to pay a fixed 1.00% annual management fee.
Fee Estimator
Location
4200 W 83rd Street, Suite 101, Prairie Village, KS, 66208
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2006Employment History
Current Registrations
Central States Capital Markets, LLC
Central States Capital Markets, LLCBroker
Previous Registrations
Central States Capital Markets, LLC
Dewaay Advisory
Dewaay Financial Network, LLCBroker
M&i Brokerage Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.