Brian Jay Fruend

Stifel Independent Advisors, LLC

31 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Stifel Independent Advisors, LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

150 advisors

Number of Clients

7,580 clients

Average Client Portfolio

$578K average

Assets Under Management

$4.4B

Fee Structure

Minimum Investment:$50K

Location

1073 East Terra Lane, O'Fallon, MO, 63366

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Stifel Independent Advisors, LLC

January 2004 - Present · 22 yrs 1 mo

Stifel Independent Advisors, LLCBroker

January 2004 - Present · 22 yrs 1 mo

Previous Registrations

Stifel, Nicolaus & Company, Incorporated

November 2001 - December 2003 · 2 yrs 1 mo

Stifel, Nicolaus & Company, IncorporatedBroker

November 2001 - December 2003 · 2 yrs 1 mo

H&r Block Financial Advisors, INC.Broker

May 1994 - November 2001 · 7 yrs 6 mos

State Registrations18 states

ALARAZCACOFLIAKSMDMOMTNCNEOKSDTXVAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.