RR
CFP
RR
CFP

Robert Stephen Roselli

31 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
341 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$452.7M

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M0.95%
$1.0M - $3.0M0.85%
$3M+0.75%

Fees are negotiable depending on the client's unique situation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

93 Worcester Street, Suite 101, Wellesley, MA, 02481

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Robert occasionally provides notary services for clients of Equitable Advisors, spending minimal time on this activity. He also collects residual income from insurance business written between 2011 and 2019.

Employment History
Current Registrations
Peak Financial Management INC
July 2019 - Present · 6 yrs 7 mos
Previous Registrations
AXA Advisors, LLC
March 2017 - May 2019 · 2 yrs 2 mos
AXA Advisors, LLCBroker
December 2014 - May 2019 · 4 yrs 5 mos
Santander Securities LLCBroker
December 2013 - December 2014 · 1 yr
AXA Advisors, LLCBroker
June 2011 - December 2013 · 2 yrs 6 mos
PFS Investments INC.Broker
May 1994 - May 2011 · 17 yrs
State Registrations2 states
MATX
Advisor
Exams
No exam information available for this advisor.