EK
EK

Edward Wise Kaiser

31 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
65 advisors
Number of Clients
12,626 clients
Average Client Portfolio
$117K average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:None
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Location

2655 1st Street, Suite 250, Simi Valley, CA, 93065

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Edward sells fixed insurance with various companies, including life, health, disability, and long-term care insurance. He is also involved with HBW Insurance & Financial Services, Inc. selling life, disability, and long-term care insurance, dedicating minimal time to each.

Employment History
Current Registrations
Hbw Advisory Services LLC
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - December 2023 · 6 mos
Cetera Advisor Networks LLC
July 2017 - June 2023 · 5 yrs 11 mos
Cetera Advisor Networks LLCBroker
June 2017 - December 2023 · 6 yrs 6 mos
Hbw Securities LLCBroker
January 2006 - July 2017 · 11 yrs 6 mos
American General Securities IncorporatedBroker
October 2005 - December 2005 · 2 mos
PFS Investments INC.Broker
June 1994 - September 2005 · 11 yrs 3 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.