KB
CFP
KB
CFP

Kenneth Roger Bollinger

30 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,140 clients
Average Client Portfolio
$948K average
Assets Under Management
$1.1B

Fee Structure

Financial Planning:Included in AUM fee
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Location

2500 Regency Parkway, Cary, NC, 27518

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth is an investment adviser representative at Emerald Investment Partners and conducts advisory services and securities business through Madison Oaks Wealth Partners, both since 2017. He spends nearly full-time hours per month on these activities, with slightly less time during trading.

Employment History
Current Registrations
Wealthshield Partners, LLC
May 2017 - Present · 8 yrs 9 mos
Previous Registrations
Niagara International Capital LimitedBroker
May 2017 - December 2017 · 7 mos
Principal Securities, INC.
August 2016 - May 2017 · 9 mos
Principal Securities, INC.Broker
August 2016 - May 2017 · 9 mos
Raymond James & Associates, INC.Broker
May 2012 - July 2016 · 4 yrs 2 mos
Oppenheimer & CO. INC.Broker
January 2008 - April 2012 · 4 yrs 3 mos
Cibc World Markets CORP.Broker
November 1995 - January 2008 · 12 yrs 2 mos
State Registrations1 state
NC
Advisor
Exams
No exam information available for this advisor.
Kenneth Roger Bollinger - Financial Advisor | TrueAdvisor