Felipe Ballestas
Felipe Ballestas is a registered investment advisor at Ballestas Advisors, based in Bolton, MA, with 31 years of industry experience. Felipe operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 9 clients with $40M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
579 Main Street, Bolton, MA, 01740
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2009Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Felipe is an investment adviser representative with Bolton Global Asset Management and managing director of Ballestas Group, while also working as a commission-based registered representative. He also owns several real estate and finance-related entities, and co-owns BG Insurance Svcs LLC to sell fixed insurance products.
Employment History
Current Registrations
Ballestas Advisors
Bolton Global Asset Management
Previous Registrations
Bolton Global CapitalBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.