Aaron Dale Chamberlin

Oppenheimer & CO. INC.

31 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Oppenheimer & CO. INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

1106 advisors

Number of Clients

37,605 clients

Average Client Portfolio

$862K average

Assets Under Management

$32.4B

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$250

Location

2121 Palomar Airport Road, Suite 130, Carlsbad, CA, 92011

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

March 2021

Customer Dispute

July 2008

Closed-No Action

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Other Business Activities

Aaron is the trustee of the John Arnold Family Trust since 1998, providing basic trust duties. This investment-related activity requires minimal time.