Steve Friedman is a registered investment advisor, based in Mission Viejo, CA, with 31 years of industry experience.
Location
26041 Acero, Mission Viejo, CA, 92691
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Regulatory History (1)
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Customer Dispute
March 2025Closed-No Action
Other Business ActivitiesSells Insurance
Steve is a health insurance salesperson since 2002, meeting with clients and making recommendations, dedicating a few hours per week. He is also CFO of Island Shade Shacks Inc. and a member of Island Shade Systems LLC and SOL Shop LLC, spending about 10% to 20% of his time on these roles.
Employment History
Current Registrations
Fmn Capital CorporationBroker
July 2011 - Present · 14 yrs 9 mos
Financial Management Network INC
July 2011 - Present · 14 yrs 9 mos
Fmn Capital Corporation
July 2011 - Present · 14 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
April 2003 - July 2011 · 8 yrs 3 mos
Securian Financial Services, INC.Broker
March 1994 - July 2011 · 17 yrs 4 mos
State Registrations6 states
CACOFLIDILNV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.