Lawrence Steinberg
Lawrence Steinberg is a registered investment advisor at Cabin Advisors, LLC, based in Overland Park, KS, with 32 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 166 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cabin Advisors offers several investment management programs:
- Rep as Manager Program: Representatives manage accounts individually. Fees are negotiated but cannot exceed 2% annually.
- Monitoring of Investments: Representatives monitor variable annuities, 401(k)s, and other plans. Fees are negotiated but cannot exceed 1.5% annually, plus a quarterly administrative fee of up to $7.25. There may be an additional $25 per quarter for accounts held away.
- Unified Managed Account Program: Representatives provide ongoing investment advice and allocate assets among models, mutual funds, and ETFs. Fees are negotiated but cannot exceed 2% annually, plus a monthly administrative fee of up to $7.25.
Location
6240 W. 135th Street, Suite 214, Overland Park, KS, 66223
Get directionsHistory
Regulatory History (4)
Financial
January 2019Employment Separation After Allegations
October 2016Customer Dispute
January 2016Employment Separation After Allegations
January 2014Other Business ActivitiesSells Insurance
Lawrence is a financial advisor and securities practitioner, dedicating most of his time to Financial Architects Inc. He also spends a small amount of time as an insurance agent with Financial Architects Insurance, and a small amount of time on tax review and preparation with Tax Artists, LLC. He also has ownership in several family businesses.
Employment History
Current Registrations
Cabin Advisors, LLC
Cabin Securities, INC.Broker
Previous Registrations
Claraphi Advisory Network, LLC
Newbridge Securities CorporationBroker
Newbridge Financial Services Group, INC.
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
LPL Financial CorporationBroker
LPL Financial Corporation
Associated Securities CORP.
Associated Securities CORP.Broker
Steinberg Financial Advisers
Fsc Securities Corporation
Fsc Securities CorporationBroker
Sunamerica Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.