John Riley
John Riley is a registered investment advisor at Tcp Asset Management, LLC, based in Upper Arlington, OH, with 32 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2,221 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable. Additional fees apply when using TCPAM models at Orion Portfolio Solutions or SEI (0.35%) or Pave Investment Advisors Sub-Advised Portfolios (0.40%).
Fee Estimator
Location
5000 Horizons Drive, Upper Arlington, OH, 43220
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2016Other Business ActivitiesSells Insurance
John is the President/Lead Consultant at Riley Benefits & Investment Group, LLC, focusing on non-variable insurance, and an Investment Advisor Representative at TCP Asset Management, LLC. He also uses Riley Benefits & Investment Group and TCP Asset Management, LLC as DBAs for marketing purposes.
Employment History
Current Registrations
Tcp Asset Management, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Trendency Capital Management, LLC
Securities America, INC.Broker
Securities America Advisors, INC.
NFP Advisor Services, LLCBroker
G & W Equity Sales, INC.
G & W Equity Sales, INC.Broker
PFS Investments INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.