John Matthew Riley

32 Years of Experience

1 DisclosureBrokerSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningEducation PlanningInsurance PlanningHigh Net Worth

Tcp Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

22 advisors

Number of Clients

1,760 clients

Average Client Portfolio

$467K average

Assets Under Management

$822.1M

Fee Structure

Minimum Investment:None

Location

5000 Horizons Drive, Upper Arlington, OH, 43220

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History

Regulatory History (1)

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Employment Separation After Allegations

October 2016

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Other Business ActivitiesSells Insurance

John is the President/Lead Consultant at Riley Benefits & Investment Group, LLC, focusing on non-variable insurance, and an Investment Advisor Representative at TCP Asset Management, LLC. He also uses Riley Benefits & Investment Group and TCP Asset Management, LLC as DBAs for marketing purposes.

Employment History

Current Registrations

Tcp Asset Management, LLC

January 2017 - Present · 9 yrs 1 mo

United Planners' Financial Services of America a Limited PartnerBroker

December 2016 - Present · 9 yrs 2 mos

Previous Registrations

Trendency Capital Management, LLC

March 2015 - January 2017 · 1 yr 10 mos

Securities America, INC.Broker

January 2015 - October 2016 · 1 yr 9 mos

Securities America Advisors, INC.

January 2015 - January 2015 · 0 mos

NFP Advisor Services, LLCBroker

March 2013 - January 2015 · 1 yr 10 mos

G & W Equity Sales, INC.

September 1999 - January 2013 · 13 yrs 4 mos

G & W Equity Sales, INC.Broker

August 1994 - January 2013 · 18 yrs 5 mos

PFS Investments INC.Broker

April 1993 - May 1994 · 1 yr 1 mo

State Registrations12 states

AZCAFLNCNYOHPASCTXVTWAWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.