Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
523 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$999.7M

Fee Structure

Financial Planning:Investment management only
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Location

60 Broad St., 39th Floor, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Paul is a Managing Director, Co-Chairman of the Investment Committee, and Portfolio Manager at Wellington Shields Capital Management. He is responsible for the firm's day-to-day operations and makes investment decisions for advisory accounts, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
Wellington Shields Capital Management, LLC
August 2021 - Present · 4 yrs 6 mos
Wellington Shields & CO., LLCBroker
October 2009 - Present · 16 yrs 4 mos
Previous Registrations
H. G. Wellington & CO., INC.Broker
January 1978 - December 2009 · 31 yrs 11 mos
Mcmullen & HardBroker
June 1970 - January 1978 · 7 yrs 7 mos
State Registrations17 states
AZCTDCFLILMAMDMENCNHNJNYPASCTXVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Paul Immo Gulden - Financial Advisor | TrueAdvisor