Edward J Rossi

CFP

Oak Harvest Investment Services

32 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Financial Planning & CoachingRetirement PlanningInvestment ManagementHigh Net Worth

Oak Harvest Investment Services

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

18 advisors

Number of Clients

904 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$940.8M

Fee Structure

Minimum Investment:$500K

Financial Planning:Included in AUM fee

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1000K	1.37%
$1.0M - $1.5M	1.22%
$1.5M - $2.0M	1.12%
$2.0M - $3.0M	1.07%
$3.0M - $4.0M	0.97%
$4.0M - $5.0M	0.89%
$5.0M - $10.0M	0.81%
$10.0M - $25.0M	0.75%
$25M+	0.62%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

920 Memorial City Way, Suite 150, Houston, TX, 77024

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2011

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Edward works as an insurance agent for Oak Harvest Insurance Services, selling annuities and life insurance since 2020. He dedicates minimal time to this investment-related activity.