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David Wayne Ficarra

11 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,317 clients
Average Client Portfolio
$240K average
Assets Under Management
$316.3M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.65%
$250K - $500K1.55%
$500K - $1.0M1.50%
$1.0M - $2.0M1.40%
$2.0M - $5.0M1.35%
$5M+1.32%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

15 Halton Green Way, Greenville, SC, 29607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is a tax accountant and consultant since 1991, dedicating minimal time outside of tax season. He is also an insurance agent since 1992, selling long-term care, life, and health insurance, as well as fixed/indexed annuity products, spending a few hours per week on this activity.

Employment History
Current Registrations
Discipline Wealth Solutions, INC.
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Cpr Investments INC
February 2017 - October 2024 · 7 yrs 8 mos
Capital Markets Iq, LLC
March 2015 - February 2017 · 1 yr 11 mos
Quartermaster Wealth Management, LLC
August 2014 - March 2015 · 7 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.
David Wayne Ficarra - Financial Advisor | TrueAdvisor