TrueAdvisor
TrueAdvisor
AS
AS

Albert Andrew Smith

Osaic Institutions, INC.
32 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Osaic Institutions, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
546 advisors
Number of Clients
7,211 clients
Average Client Portfolio
$558K average
Assets Under Management
$4.0B

Fee Structure

Location

40 Belgrade Avenue, Roslindale, MA, 02131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Osaic Institutions, INC.
January 2024 - Present · 2 yrs 1 mo
Osaic Institutions, INC.Broker
November 2023 - Present · 2 yrs 3 mos
Osaic Institutions, INC.
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Infinex Investments, INC.
March 2018 - September 2023 · 5 yrs 6 mos
Infinex Investments, INC.Broker
March 2018 - September 2023 · 5 yrs 6 mos
Santander Securities LLCBroker
September 2012 - March 2018 · 5 yrs 6 mos
Santander Securities
September 2012 - March 2018 · 5 yrs 6 mos
LPL Financial LLC
May 2008 - September 2012 · 4 yrs 4 mos
LPL Financial LLCBroker
May 2008 - September 2012 · 4 yrs 4 mos
Ifmg Securities, INC.
July 2004 - May 2008 · 3 yrs 10 mos
Ifmg Securities, INC.Broker
July 2004 - May 2008 · 3 yrs 10 mos
Infinex Investments, INC.
September 2001 - July 2004 · 2 yrs 10 mos
Infinex Investments, INC.Broker
July 2001 - July 2004 · 3 yrs
Liberty Securities CorporationBroker
August 2000 - July 2001 · 11 mos
Bankboston Investor Services, INC.Broker
May 1996 - August 2000 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1993 - August 1995 · 1 yr 11 mos
John Hancock Distributors, INC.Broker
October 1992 - July 1993 · 9 mos
John Hancock Mutual Life Insurance CompanyBroker
October 1992 - July 1993 · 9 mos
State Registrations1 state
MA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.