Ian Francis Smith

Assuredpartners Investment Advisors

28 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching

Assuredpartners Investment Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

42 advisors

Number of Clients

1,945 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$3.3B

Fee Structure

Location

2501 West Beltline Highway, Suite 201, Madison, WI, 53713

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 1996

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Ian is an insurance agent at Stafford Financial Consulting Group, LLC since 2013, where he uses a DBA and spends about half his time.

Employment History

Current Registrations

Assuredpartners Investment Advisors

January 2025 - Present · 1 yr 1 mo

Previous Registrations

Ifp Securities, LLCBroker

May 2019 - January 2023 · 3 yrs 8 mos

LPL Financial LLCBroker

January 2014 - May 2019 · 5 yrs 4 mos

Harbour Investments, INC.Broker

September 2011 - April 2013 · 1 yr 7 mos

Coordinated Capital Securities, INC.Broker

August 2009 - September 2011 · 2 yrs 1 mo

Baker Tilly Capital, LLCBroker

November 2006 - July 2009 · 2 yrs 8 mos

United Planners' Financial Services of America a Limited PartnerBroker

June 2000 - November 2006 · 6 yrs 5 mos

Eq Financial Consultants, INC.Broker

July 1991 - January 1997 · 5 yrs 6 mos

The Equitable Life Assurance Society of the United StatesBroker

July 1991 - January 1997 · 5 yrs 6 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.