Brett Thomas Straub

CFP · ChFC

The Ameriflex Group

34 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingInvestment Management

The Ameriflex Group

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

167 advisors

Number of Clients

16,688 clients

Average Client Portfolio

$561K average

Assets Under Management

$9.4B

Fee Structure

Location

1600 Paoli Pike, Suite 200, Malvern, PA, 19355

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2024

Pending

Customer Dispute

December 2008

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Brett is a partner in 711 Station, LLC and SCS Management Group, and an Investment Advisor Representative at The Ameriflex Group. He also owns Straub Group Advantage, where he sells life and health insurance.

Employment History

Current Registrations

Cambridge Investment Research, INC.Broker

June 2025 - Present · 8 mos

The Ameriflex Group

February 2022 - Present · 4 yrs

Previous Registrations

Osaic Wealth, INC.Broker

September 2023 - July 2025 · 1 yr 10 mos

Sagepoint Financial, INC.Broker

February 2022 - September 2023 · 1 yr 7 mos

Principal Securities, INC.

November 2002 - February 2022 · 19 yrs 3 mos

Principal Securities, INC.Broker

November 2002 - February 2022 · 19 yrs 3 mos

Signator Investors, INC.Broker

September 1993 - November 2002 · 9 yrs 2 mos

John Hancock Mutual Life Insurance CompanyBroker

September 1993 - May 1997 · 3 yrs 8 mos

Carillon Investments, INC.Broker

April 1991 - September 1993 · 2 yrs 5 mos

State Registrations9 states

AZDEFLINNJNVNYPAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.