BS
CFP · ChFC
BS
CFP · ChFC
Brett Straub is a CFP, ChFC-designated registered investment advisor, based in Malvern, PA, with 34 years of industry experience.
Location
1600 Paoli Pike, Suite 200, Malvern, PA, 19355
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2024Settled
Customer Dispute
December 2008Denied
Other Business ActivitiesSells Insurance
Brett is a partner in 711 Station, LLC and SCS Management Group, and an Investment Advisor Representative at The Ameriflex Group. He also owns Straub Group Advantage, where he sells life and health insurance.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 10 mos
The Ameriflex Group
February 2022 - Present · 4 yrs 2 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
February 2022 - September 2023 · 1 yr 7 mos
Principal Securities, INC.
November 2002 - February 2022 · 19 yrs 3 mos
Principal Securities, INC.Broker
November 2002 - February 2022 · 19 yrs 3 mos
Signator Investors, INC.Broker
September 1993 - November 2002 · 9 yrs 2 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1993 - May 1997 · 3 yrs 8 mos
Carillon Investments, INC.Broker
April 1991 - September 1993 · 2 yrs 5 mos
State Registrations9 states
AZDEFLINNJNVNYPAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.