Alan Eppers
Alan Eppers is a registered investment advisor at Lantern Wealth Advisors, LLC, based in Melville, NY, with 35 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 199 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.50% |
| $50K - $100K | 2.25% |
| $100K - $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.65% |
| $1M+ | 1.50% |
These fees are for Equities and Balanced Accounts. Fixed Income Portfolios have a different fee schedule: $250,000 to $499,999: 0.95%, $500,000 to $999,999: 0.85%, $1,000,000+: 0.75%. Fees and account minimums may be negotiable.
Fee Estimator
Location
35 Pinelawn Road, Suite 101E, Melville, NY, 11747
Get directionsHistory
Regulatory History (3)
Judgment / Lien
July 2013Judgment / Lien
July 2013Customer Dispute
November 2005Other Business ActivitiesSells Insurance
Alan is a Registered Investment Advisor Representative at Lantern Wealth Advisors, dedicating minimal time to this role. He is also an insurance agent with Lantern Insurance Brokerage, spending a few hours per week in this capacity.
Employment History
Current Registrations
Lantern Wealth Advisors, LLC
Herold & Lantern Investments, INC.Broker
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
AXA Advisors, LLCBroker
AXA Advisors, LLC
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Westrock Advisors, INC.Broker
Janney Montgomery Scott LLCBroker
Prudential Securities IncorporatedBroker
Salomon Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.